Company and Client Code of Conduct
Your financial future is very important to us. We promise to conduct ourselves in the following manner:
- We will be honest and trustworthy
- We will keep your personal information and conversations confidential
- We will only offer advice in areas we are qualified in
- We will provide independent advice
- We will only make recommendations that are suitable to your individual circumstances
- We will fully disclose how we are compensated for our services
- We will point out any potential conflict of interest
- We will treat you in a courteous and kind manner
- We will respond to your phone calls and emails (always copy 2 of us) within the same or next business day
What we expect from clients of Urist Financial and Retirement Planning, Inc.
- They will advise us of changes in their situation that could affect their finances (divorce, family death, loss of job, retirement, etc.)
- They will inform us when they are uncomfortable with their account fluctuation and desire a reevaluation of their risk profile
- They will inform us of any financial issues that concern them and are relevant to their planning
- They will provide timely and accurate financial information when requested
- They will treat us in a courteous and kind manner
- They will consider recommending our services to others which will enable us to grow and maintain our high level of service to our existing clients.